0001104659-11-014146.txt : 20110314 0001104659-11-014146.hdr.sgml : 20110314 20110314171825 ACCESSION NUMBER: 0001104659-11-014146 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110314 DATE AS OF CHANGE: 20110314 GROUP MEMBERS: WILLIAM H. GATES III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC HOTELS & RESORTS, INC CENTRAL INDEX KEY: 0001057436 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 331082757 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79938 FILM NUMBER: 11686353 BUSINESS ADDRESS: STREET 1: 200 WEST MADISON STREET STREET 2: SUITE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-3415 BUSINESS PHONE: 3126585000 MAIL ADDRESS: STREET 1: 200 WEST MADISON STREET STREET 2: SUITE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-3415 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC HOTEL CAPITAL INC DATE OF NAME CHANGE: 19980310 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE INVESTMENT LLC CENTRAL INDEX KEY: 0001052192 IRS NUMBER: 911680459 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258030720 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 SC 13D/A 1 a11-7862_2sc13da.htm SC 13D/A

 

UNITED STATES

 SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13D

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

 

STRATEGIC HOTELS & RESORTS, INC.

(Name of Issuer)

 

Common Stock ($0.01 par value)

 (Title of Class of Securities)

 

86272T106

(CUSIP Number)

 

Laurie A. Smiley, Esq.

Arian Colachis, Esq.

2365 Carillon Point

Kirkland, WA 98033

(425) 889-7900

 

(Name, Address and Telephone Number of Person Authorized to

 Receive Notices and Communications)

 

March 11, 2011

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [  ].

 

Note:     Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No.  86272T106

  

 

 

 

1

 

Names of Reporting Persons.  I.R.S. Identification Nos. of above persons (entities only)
Cascade Investment, L.L.C.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

 

(a)     o

 

 

 

(b)     o

 

 

 

3

SEC Use Only
  

 

 

4

Source of Funds (See Instructions)
WC

 

 

5

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

 

6

Citizenship or Place of Organization
State of Washington

 

 

Number of Shares
Beneficially
Owned by Each
Reporting Person
With

7

Sole Voting Power
12,190,000(1)

 

8

Shared Voting Power

-0-

 

9

Sole Dispositive Power

12,190,000(1)

 

10

Shared Dispositive Power

-0-

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
12,190,000(1)

 

 

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o

 

 

 

13

Percent of Class Represented by Amount in Row (11)
6.9%

 

 

14

Type of Reporting Person (See Instructions)
OO

 

 

(1)All Common Shares held by Cascade Investment, L.L.C. (“Cascade”) may be deemed to be beneficially owned by William H. Gates III as the sole member of Cascade.

 


 

CUSIP No.  86272T106

  

 

 

  

 

 

1

Names of Reporting Persons.  I.R.S. Identification Nos. of above persons (entities only)
William H. Gates III

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

 

(a)   o

 

 

 

(b)   o

 

 

 

3

SEC Use Only  

 

 

4

Source of Funds (See Instructions)
WC

 

 

5

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

 

6

Citizenship or Place of Organization
United States of America

 

 

Number of Shares
Beneficially
Owned by Each
Reporting Person
With

7

Sole Voting Power

12,190,000 (1)

 

8

Shared Voting Power

-0-

 

9

Sole Dispositive Power
12,190,000(1)

 

10

Shared Dispositive Power
-0-

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person

12,190,000(1) 

 

 

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o

 

 

 

13

Percent of Class Represented by Amount in Row (11)
6.9%

 

 

14

Type of Reporting Person (See Instructions)

IN

 

 

(1)All Common Shares held by Cascade Investment, L.L.C. (“Cascade”) may be deemed to be beneficially owned by William H. Gates III as the sole member of Cascade. 

 


 

EXPLANATORY STATEMENT

 

 

This Amendment No. 2 to Schedule 13D (“Amendment No. 2”) relates to the Common Stock, $0.01 par value per share (“Common Stock”), of Strategic Hotels & Resorts, Inc. (the “Issuer”).  Amendment No. 2 is being filed jointly by Cascade Investment, L.L.C. (“Cascade”) and William H. Gates III (collectively, the “Reporting Persons”) to amend and supplement the Items set forth below of the Reporting Persons’ Schedule 13D previously filed with the Securities and Exchange Commission on October 6, 2008, as amended May 14, 2010.  The percentage of Common Stock beneficially owned by the Reporting Persons has decreased by more than 1% as a result of the issuance of additional shares of Common Stock by the Issuer.

 

Item 5.    Interest in Securities of the Issuer

 

(a)           See items 11 and 13 of the cover pages to this Schedule 13D for the aggregate number of shares and percentage of Common Stock beneficially owned by each of the Reporting Persons.

 

(b)           See items 7 through 10 of the cover pages to this Schedule 13D for the number of shares of Common Stock beneficially owned by each of the Reporting Persons as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, and sole or shared power to dispose or to direct the disposition.

 

(c)           None.

 

(d)           None.

 

(e)           Not applicable.

 


 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: March 14, 2011

CASCADE INVESTMENT, L.L.C.(1)

 

 

 

 

By:

*

 

 

 

Name: Alan Heuberger(2)

 

 

 

Title: Attorney-in-fact for Michael

 

 

Larson, Business Manager

 

 

 

 

 

WILLIAM H. GATES III(1)

 

 

 

 

 

 

By:

*

 

 

 

Name: Alan Heuberger(3)
Title:   Attorney-in-fact

 

 

 

 

 

 

*By:

/s/ Alan Heuberger

 

 

(1)This Amendment No. 2 is being filed jointly by the Reporting Persons pursuant to the Joint Filing Agreement dated October 6, 2008 and included with the signature page to the Reporting Persons’ Schedule 13D with respect to the Issuer filed on October 6, 2008, SEC File No. 005-79938, and incorporated by reference herein.

 

(2)Duly authorized under Special Limited Power of Attorney appointing Alan Heuberger attorney-in-fact, dated August 12, 2008, by and on behalf of Michael Larson, filed as Exhibit 99.1 to Amendment No. 1 to Cascade’s Schedule 13D with respect to Otter Tail Corporation on April 15, 2009, SEC File No. 005-06638, and incorporated by reference herein.

 

(3)Duly authorized under Special Limited Power of Attorney appointing Alan Heuberger attorney-in-fact, dated August 12, 2008, by and on behalf of William H. Gates III, filed as Exhibit 99.2 to Amendment No. 1 to Cascade’s Schedule 13D with respect to Otter Tail Corporation on April 15, 2009, SEC File No. 005-06638, and incorporated by reference herein.